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Investment Industry Regulatory Organization of Canada
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21	Risk Warning IDENTIFY THE RISKS HIGH RISK INVESTMENT Trading foreign exchange on margin carries a high level of risk, and may not be suitable for all investors. The high degree of leverage can work against you as well as Add to Reading List Source URL: docs.fxcorporate.com Language: English - Date: 2016-07-25 08:00:28 Foreign exchange companies Financial markets FXCM Algorithmic trading Friedberg Bavaria Investment Industry Regulatory Organization of Canada Investing online Bank
22	Enforcement REPORT Protecting Investors and Fostering Fair, Efficient and Competitive Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-30 16:11:04 Financial regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Canadian securities regulation Financial adviser Canadian Securities Administrators
23	Notes for Remarks by Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-11-25 13:46:04
24	Notes for Remarks by Andrew J. Kriegler President and Chief Executive Officer Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-05-24 12:41:04
25	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-16 14:21:04 Economy Finance Financial regulation Investment Industry Regulatory Organization of Canada Business Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Bankruptcy Universal Market Integrity Rules Exempt market dealer
26	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-03-11 08:46:03 Financial regulation Investment Industry Regulatory Organization of Canada Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Universal Market Integrity Rules Exempt market dealer
27	Administrative Notice General Please distribute internally to: Senior Management Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-04-28 12:16:03 Financial regulation Investment Industry Regulatory Organization of Canada Economy Business
28	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-04-13 09:56:03 Economy of Toronto Financial regulation Investment Industry Regulatory Organization of Canada Stock market Toronto Stock Exchange Instinet Bloomberg Tradebook Canadian Securities Exchange Aequitas Neo
29	PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT 2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-09-15 10:56:05 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Economy Business Law
30	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-07-13 09:31:04 Economy Financial regulation Investment Industry Regulatory Organization of Canada Stock market Business Toronto Stock Exchange Bloomberg Tradebook Instinet

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